Securities Law Consultancy


  • Consultancy Services for legal provisions and compliances under SEBI
  • Compliance of Regulations relating to Insider trading
  • Secretarial Audit
  • Share Transfer Audit
  • Annual Return Certification
  • Internal Audit for stock brokers/trading members/clearing members
  • Corporate Governance Report
  • Business Responsibility Report (BRR)
  • Sustainability Report
  • Procedural matters in relation to
    • IPO (BRR)
    • Listing of shares
    • Preferential issue
    • Rights Issue
    • Exemption from SEBI DIP Guidelines
    • Postal Ballot
  • Application for exemption from SEBI DIP Guidelines in certain cases
  • Drafting application, replies in various matters
  • Assistance for listed companies
    • Holding Meetings through video conferencing
    • Conducting Postal Ballot Meeting
  • Correspondence and liasion with office of authorities in various matters
    • Securities & Exchange Board of India (SEBI)
    • Stock Exchanges (NSE / BSE)

NBFCs & Forex Laws Consultancy

  • Consultancy Services on legal provisions of Foreign Exchange Management Act, Regulations and notifications
    • Foreign Investment in India
    • External Commercial Borrowings
    • Joint Venture /Branch/Subsidiary outside India
    • Guidance in Issue of GDR/ADR/IDR
  • Chit fund Act
  • Banking Regulation Act
  • Consultancy on NBFCs matters
  • Certification of Borrower Companies for Consortium Lending
  • Representation and liaision with office of Reserve Bank of India